A case of mis-selling

The client had been involved in a mis-selling case with a large bank. The client’s portfolio made substantial losses, despite her being given the impression that her account was protected from substantial losses. … more

A very Private (Equity) Problem

All he wanted was his money back even though his risk to heavy losses had been high and the advice he received was … more

A Very Tricky Client

The client had a portfolio of hedge funds managed on a discretionary basis by a large bank.  The portfolio had lost money and the bank was being accused of … more

Complex Derivatives underwater

A large corporate had lost a great deal taking a view on the markets using highly volatile accumulators structured from derivatives.  The company made substantial losses … more

A Japanese Puzzle

The client was accused of unauthorised sale of securities by an investor.  The Client was facing a suit from an investor claiming that some elderly …. more

About Richard

Richard Harris is a pioneer of the Asian Investment Management markets, with nearly 40 years experience. It is 46 years since he first arrived in Asia, within which he has 16 years in Europe. He has global multi-cultural contacts and a long-term financial professional… Learn More

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What People Say…

“He is well versed in financial markets and regulation and a strong presenter and communicator of complex issues.”

– Simon Potter, CEO BoxRED BSP

“Richard has excellent insights into the markets and future trends. A true expert in his field.”

– Steven Freeland, Professor of International Law, Western Sydney University

“(Richard has a) discerning eye for other people’s gifts and talents… and in empowering them to perform at the highest level”

– Nicholas Appel, Principal, Global Metal Sources

“He is a dynamic leader and business builder; held in high regard by his peers.”

– Mark Mullan, Principal Origin8, San Francisco

“He is authoritative, articulate – and has a nice turn of phrase!”

– Bryan Curis, ex Head RTHK English; Bloomberg Radio Asia

“A man of great integrity with a wide network of contacts in Asia.”

– Chris Rollason, MD Stratagem Associates, Asia

“The Expert evidence came from Mr Richard Harris, who was both expert and independent”

– Mr Justic Coomaraswamy – Suit 322 of 2013 Singapore High Court. Public Document

“Richard is one of the most extensively experienced executives in asset and wealth management in Asia”

– Danny Howell, Managing Director, Head of Offshore Wealth