A case of mis-selling
The client had been involved in a mis-selling case with a large bank. The client’s portfolio made substantial losses, despite her being given the impression that her account was protected from substantial losses. … more
A very Private (Equity) Problem
All he wanted was his money back even though his risk to heavy losses had been high and the advice he received was … more
A Very Tricky Client
The client had a portfolio of hedge funds managed on a discretionary basis by a large bank. The portfolio had lost money and the bank was being accused of … more
Complex Derivatives underwater
A large corporate had lost a great deal taking a view on the markets 
using highly volatile accumulators structured from derivatives. The company made substantial losses … more
A Japanese Puzzle
The client was accused of unauthorised sale of securities by an investor. The Client was facing a suit from an investor claiming that some elderly …. more